Jason I. Konner

Some features on this profile are disabled

CRD#: 2490243

Professional summary

Jason Ivan Konner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Jason had worked at 12 firms, which includes DPEC CAPITAL INC., J.P. TURNER & COMPANY L.L.C., SOURCE CAPITAL GROUP INC., MERIT CAPITAL ASSOCIATES INC., BARRON CHASE SECURITIES INC., MILLENNIUM SECURITIES CORP., LADENBURG CAPITAL MANAGEMENT INC., DUKE & CO. INC., RUSSO SECURITIES INC., KERN SUSLOW SECURITIES INC., MAIDSTONE FINANCIAL INC., THE WELLINGTON GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Jason I Konner | Jay Ivan Konner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 13, 2012 - January 24, 2014

DPEC CAPITAL, INC.

CRD#: 103737

NEW YORK, NY

Past

September 21, 2006 - December 19, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

BROOKLYN, NY

Past

December 1, 2001 - September 20, 2006

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

NEW YORK, NY

Past

September 5, 2000 - December 1, 2001

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576

WESTPORT, CT

Past

September 10, 1998 - September 22, 2000

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

January 21, 1998 - July 21, 1998

MILLENNIUM SECURITIES CORP.

CRD#: 31695

NEW YORK, NY

Past

August 12, 1997 - December 23, 1997

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

February 29, 1996 - June 11, 1997

DUKE & CO., INC.

CRD#: 8035

Past

February 28, 1996 - June 11, 1997

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

Past

September 14, 1995 - October 24, 1995

RUSSO SECURITIES INC.

CRD#: 14425

STATEN ISLAND, NY

Past

April 4, 1995 - July 5, 1995

KERN, SUSLOW SECURITIES, INC.

CRD#: 24755

NEW YORK, NY

Past

February 24, 1995 - March 7, 1995

MAIDSTONE FINANCIAL, INC.

CRD#: 31804

NEW YORK, NY

Past

December 15, 1994 - March 8, 1995

THE WELLINGTON GROUP, INC.

CRD#: 17814

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1994

General Securities Representative Examination

Current Firm

DPEC CAPITAL, INC.

DPEC CAPITAL, INC. | INVESTPRIVATE.COM,INC. | INVESTPRIVATE.COM, INC. | INVESTPRIVATE, INC.

CRD#: 103737 / SEC#: , 8-52230

Terminated by SEC on 02/19/2017

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 04/05/1999

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ALGODON WINE AND LUXURY DEVELOPMENT GROUP	100% STOCKHOLDER
BEALE, JULIAN HOWARD	DIRECTOR	4100205
FASANO, KEITH TODD	PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR	2014683
FERGUSON, SHARI	CFO/FINOP, TREASURER	5596471
LAWRENCE, PETER JESSEL	DIRECTOR	4100105

Disclosures

Regulatory Event	4
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason I. Konner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J.P. TURNER & COMPANY, L.L.C.

SOURCE CAPITAL GROUP, INC.

MERIT CAPITAL ASSOCIATES, INC.

BARRON CHASE SECURITIES, INC.

MILLENNIUM SECURITIES CORP.

LADENBURG CAPITAL MANAGEMENT INC.

DUKE & CO., INC.

DUKE & CO., INC.

RUSSO SECURITIES INC.

KERN, SUSLOW SECURITIES, INC.

MAIDSTONE FINANCIAL, INC.

THE WELLINGTON GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/2/1996

Series 7

Date: 12/14/1994

Current Firm

DPEC CAPITAL, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DPEC CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors