HN
Henry B. Nalley
GWN SECURITIES
Palm Beach Gardens, FL 33418-3764
Some features on this profile are disabled
CRD#: 2490003
HN
Professional summary
Henry B Nalley JR, who also goes by Hank Nalley, Henry B Nalley, is a registered financial professional currently at GWN SECURITIES INC. located in Palm Beach Gardens, Florida.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1994. Henry has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Hank Nalley | Henry B Nalley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NALLEY AGENCY INC., WHERE I SELL ONLY FIXED BUSINESS. HAVE ALWAYS HAD THIS BUSINESS, CHANGING FROM SOUTHERN INSURANCE SERVICE TO THE NALLEY AGENCY INC. IN 2003. I SELL NO VARIABLE PRODUCTS OR SECURITIES WITH THE NALLEY AGENCY INC., AND ALL FILES ARE MAINTAINED SEPARATELY IN MY OFFICE.IT IS ALSO LOCATED AT 12127 LOVELESS DRIVE, GULFPORT, MS 39503. STARTED SOUTHERN INS.SERVICE IN 1978. I AM THE OWNER/AGENT AND EMPLOY NO OTHER AGENTS. I DEVOTE ABOUT 20 HOURS PER MONTH TO THIS BUSINESS, TOTAL, AGAIN SELLING ONLY FIXED PRODUCTS. LIFE INSURANCE POSITION: OWNER/AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1973 ADDRESS: PO BX. 3113, GULFPORT MS 39503 DESCRIPTION: TERM LIFE INSURANCE AND LONG TERM CARE INSURANCE SALES NALLEY FINANCIAL SERVICES LLC POSITION: Owner/agent NATURE: To provide Term Life Insurance, LTC, and Fixed Annuities to our clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 12127 Loveless Drive, Gulfport MS 39503, United States DESCRIPTION: I will sell only Term Life Insurance, LTC, and Fixed Annuity products.
CRS (Client Relationship Summary) - BD
Click below to view Henry B Nalley JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2010 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
July 30, 2010 - June 30, 2022
GWN SECURITIES INC.
RIA
CRD#: 128929
GULFPORT, MS
Past
August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
GULFPORT, MS
Past
August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
GULFPORT, MS
Past
June 19, 1997 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
GULFPORT, MS
Past
August 10, 1994 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
GULFPORT, MS
Past
June 22, 1994 - November 8, 1994
COVENANT SECURITIES, INC.
BD
CRD#: 2484
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2010)
RR
Florida(7/30/2010)
RR
Georgia(7/30/2010)
RR
Louisiana(7/30/2010)
RR
Mississippi(7/30/2010)
RR
Tennessee(7/30/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
