Thomas Deceglie
Professional summary
Thomas Deceglie was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Thomas had worked at 11 firms, which includes NATIONAL SECURITIES CORPORATION, THE AGEAN GROUP INC, ROAN CAPITAL PARTNERS L.P., INTERNATIONAL BOND AND SHARE INC., PARAGON CAPITAL MARKETS INC., MEYERS POLLOCK ROBBINS INC., NATIONWIDE SECURITIES CORPORATION, CORTLANDT CAPITAL CORPORATION, TUSCANY EQUITY MANAGEMENT CORPORATI0N, A. T. BROD & CO. INC., ROBERT TODD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2000 - January 12, 2001
NATIONAL SECURITIES CORPORATION
June 19, 2000 - September 13, 2000
THE AGEAN GROUP, INC
May 20, 1998 - August 3, 1998
ROAN CAPITAL PARTNERS L.P.
January 29, 1998 - April 8, 1998
INTERNATIONAL BOND AND SHARE, INC.
June 19, 1997 - November 4, 1997
PARAGON CAPITAL MARKETS, INC.
July 29, 1996 - September 10, 1996
MEYERS POLLOCK ROBBINS, INC.
October 26, 1995 - June 26, 1996
NATIONWIDE SECURITIES CORPORATION
June 6, 1995 - November 1, 1995
CORTLANDT CAPITAL CORPORATION
April 28, 1995 - June 22, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 12, 1994 - March 30, 1995
A. T. BROD & CO. INC.
July 25, 1994 - September 20, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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