Erin M. Carper

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CRD#: 2489988

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erin Marie Carper, CFP®, who also goes by Erin Marie Hooley, was a registered financial professional .

Erin is a previously registered financial professional and started their career in finance in 1994. Erin had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Elder Care

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Business Succession Planning

Divorce Planning

Employee and Employer Plan Ben...

Tax Planning

Insurance Planning

Are you a "fiduciary"?

Aliases

Erin Marie Hooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

August 7, 2024 - December 1, 2025

DIVERSIFIED, LLC

RIA

CRD#: 331709

Alpharetta, GA

Past

December 21, 2023 - November 4, 2024

DIVERSIFIED, LLC

RIA

CRD#: 123859

Alpharetta,, GA

Past

November 3, 2016 - December 4, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

ALPHARETTA, GA

Past

November 3, 2016 - December 4, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ALPHARETTA, GA

Past

July 9, 2012 - November 3, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ALPHARETTA, GA

Past

July 2, 2012 - November 3, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ALPHARETTA, GA

Past

March 14, 2008 - July 5, 2012

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

ALPHARETTA, GA

Past

February 29, 2008 - July 5, 2012

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

ALPHARETTA, GA

Past

September 2, 2005 - March 5, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

CUMMING, GA

Past

August 29, 2005 - March 5, 2008

LPL FINANCIAL LLC

CRD#: 6413

CUMMING, GA

Past

April 9, 2003 - September 1, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CUMMING, GA

Past

April 9, 2003 - September 1, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 9, 1999 - October 1, 2002

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

March 3, 1997 - March 10, 1999

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

May 20, 1994 - February 10, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED, LLC

DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC

CRD#: 331709 / SEC#: 801-130728

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/19/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2007

General Securities Principal Examination

Current Firm

DIVERSIFIED, LLC

DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC

CRD#: 331709 / SEC#: 801-130728

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

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Contact information

Main Address

3705 Concord Pike, Wilmington, DE 19803

Mailing Address

Phone number

(302) 765-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFIED, LLC BROCHURE (12/1/2025)

DIVERSIFIED, LLC WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	5,494
AUM (Assets Under Management)	$ 2,080,500,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Erin M. Carper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIVERSIFIED, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PRO-INTEGRITY SECURITIES, INC.

EQUITY SERVICES, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

DIVERSIFIED, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2004

Series 6

Date: 5/19/1994

Series 24

Date: 6/6/2007

Current Firm

DIVERSIFIED, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED, LLC

TRUST BUT VERIFY

Contact information

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