SL
Steven M. Loesch
NATIONS FINANCIAL GROUP
Cedar Rapids, IA 52402
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CRD#: 2489984
SL
Professional summary
Steven Mark Loesch is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Cedar Rapids, Iowa.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IOWA HIGH SCHOOL GIRLS ATHLETIC UNION VOLLEYBALL OFFICIAL. SAME ADDRESS AS ABOVE, DUTIES ARE AT VARIOUS LOCATIONS THROUGHOUT STATE. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO OFFICIATE VOLLEYBALL GAMES. POSITON IS OFFICIAL. STARTED JUNE 2011. APPROX 20-30 HRS/MONTH FROM AUGUST THRU OCTOBER. NONE DURING SEC TRADING HRS. DUTIES ARE TO OFFICIATE VOLLEYBALL GAMES// HJ PARTNERS. 3053 CENTER POINT RD. NE. SUITE A. CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS OWNING OFFICE BUILDING. POSITION IS PARTNER. STARTED IN 2000. APPROX 4 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE BUILDING MAINTENANCE// RAGING SPORTS( DBA PLAY IT AGAIN SPORTS - CEDAR RAPIDS). TOWN & COUNTRY SHOPPING CTR, CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTING GOODS STORE. PARTNER IS POSITION. STARTED 4-1-13. APPROX 0-1 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE INVENTORY ANALYSIS/OCCASIONAL STORE HELP ON WEEKENDS// RAGING STYLE, INC. DBA STYLE ENCORE. 5300 FOUNTAINS DR., STE 114 CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL STORE THAT SELLS HIGH END USED WOMENS CLOTHING. POSITION IS OWNER. START 9-1-15. APPROX 0-1 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL PARTNER AND GENERAL FIX IT GUY// Raging Properties, Inc. 5518 Twin Knolls Dr. Cedar Rapids, IA 52411. Is not investment related. Nature of business is rental real estate. Position is owner. Started January 2019. Approx 1-2 hrs spent on this business, none during security trading hours. Duties are possible repair of property/lease details. // RAGING SPORTS - DBA PLAY IT AGAIN SPORTS 1705 S 1ST AVE. IOWA CITY, IOWA 52240. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTS EQUIPMENT - POSITION IS OFFICER/SECRETARY. START 3-1-23. APPROX 0 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL BACKING// FAITH & FAMILY FINANCIAL LLC, DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INVESTMENT/FINANCIAL ADVISORS. POSITION IS OWNER/PRESIDENT. STARTED 5/5/23. APPROX 144 HRS/MONTH SPENT ON BUSINESS, WITH 8 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE AS A FINANCIAL ADVISOR // ONCE UPON A CHILD. 3649 1ST AVE SE CEDAR RAPIDS, IA 52403. NOT INVESTMENT RELATED.NATURE OF BUSINESS IS RETAIL STORE TO SELL NEW AND USED BABY AND CHILDRENS ITEMS. POSITION IS OWNER. START 12/1/24. APPROX 1 HOUR/MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HOURS. DUTIES ARE TO HELP SECURE FINANCING FOR BUSINESS. Licensed Insurance Agent
CRS (Client Relationship Summary) - RIA
Click below to view Steven Mark Loesch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven Mark Loesch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2012 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 300 Collins Road Ne Suite A, Cedar Rapids, IA 52402RIA
BD
CRD#: 44181
Cedar Rapids, IA
Current
October 18, 2012 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 300 Collins Road Ne Suite A, Cedar Rapids, IA 52402RIA
BD
CRD#: 44181
Cedar Rapids, IA
Past
August 21, 2002 - October 18, 2012
1ST DISCOUNT BROKERAGE, INC.
BD
CRD#: 39164
CEDAR RAPIDS, IA
Past
May 1, 2001 - October 31, 2012
FINANCIAL RESOURCES GROUP
RIA
CRD#: 116683
CEDAR RAPIDS, IA
Past
May 1, 1997 - August 21, 2002
ACUMENT SECURITIES, INC.
BD
CRD#: 7661
SAN FRANCISCO, CA
Past
June 27, 1994 - April 29, 1997
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/22/2023)
RR
California(10/18/2012)
RR
Colorado(7/24/2013)
RR
Florida(11/5/2019)
RR
Illinois(8/10/2018)
RR
Indiana(2/1/2022)
RR
Iowa(10/18/2012)
IAR
Iowa(10/18/2012)
RR
Massachusetts(10/18/2012)
RR
Missouri(10/18/2012)
RR
Nebraska(5/3/2013)
RR
New Hampshire(11/19/2020)
RR
Oregon(3/17/2022)
RR
Rhode Island(12/21/2021)
RR
Texas(9/30/2013)
IAR
Texas(3/6/2023)
RR
Vermont(1/15/2014)
RR
Virginia(10/18/2012)
RR
Washington(1/18/2013)
RR
Wisconsin(5/4/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
