Steven Mark Loesch

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

SANTA MONICA, CA · CRD#

WORLD INVESTMENT ADVISORS, LLC

FORT LAUDERDALE, FL · CRD#

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Current

NATIONS FINANCIAL GROUP, INC.Current·CRD# 44181

RIA

BD

300 Collins Road Ne Suite A, Cedar Rapids, IA 52402

October 18, 2012 - Present

NATIONS FINANCIAL GROUP, INC.Current·CRD# 44181

RIA

BD

300 Collins Road Ne Suite A, Cedar Rapids, IA 52402

October 18, 2012 - Present

Past

FINANCIAL RESOURCES GROUPPast·CRD# 116683

RIA

Cedar Rapids, IA

May 1, 2001 - October 31, 2012

1ST DISCOUNT BROKERAGE, INC.Past·CRD# 39164

BD

Cedar Rapids, IA

August 21, 2002 - October 18, 2012

ACUMENT SECURITIES, INC.Past·CRD# 7661

BD

San Francisco, CA

May 1, 1997 - August 21, 2002

A. G. EDWARDS & SONS, INC.Past·CRD# 4

BD

St. Louis, MO

June 27, 1994 - April 29, 1997

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

NF

NATIONS FINANCIAL GROUP, INC.

FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.

CRD#: 44181 / SEC#: 801-57407, 8-50588

RIA

Registered Investment Advisory firm - SEC (5/3/2000 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Mailing Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Phone Number

(319) 393-9541

Established

Iowa since 11/14/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

94

SEC notice filing (44 States and Territories)

Registered to provide investment advisory services in 44 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 44 US states and territories.

Documents

Part 2 Brochures

FORM ADV PART 2A 33025 (3/18/2026)

WRAP BROCHURE 33025 (3/18/2026)

Direct owners and executive officers

Name	Position	CRD#
NFGI HOLDING CORPORATION	HOLDING CORPORATION	—
BENNETT, RICHARD SCOTT	CEO - CFO	858716
BJORSETH, ERIK JOHN	CHIEF GROWTH OFFICER	4404352
CAIRNEY, STEPHEN MICHAEL	PRESIDENT	3085019
KROUSIE, TRACEY LYNN	CHIEF OPERATIONS OFFICER	4475482
REIGHARD-KEAN, VICKI LIN	CHIEF COMPLIANCE OFFICER	4238486

Regulatory Assets Under Management

Total Number of Accounts

10,535

AUM (Assets Under Management)

$4,771,466,316

Disclosures

Arbitration

1

Bond

1

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/28/2026	Cover Page	Report
11/26/2025	Cover Page	Report
09/26/2024	Cover Page	Report
11/22/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IOWA HIGH SCHOOL GIRLS ATHLETIC UNION VOLLEYBALL OFFICIAL. SAME ADDRESS AS ABOVE, DUTIES ARE AT VARIOUS LOCATIONS THROUGHOUT STATE. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO OFFICIATE VOLLEYBALL GAMES. POSITON IS OFFICIAL. STARTED JUNE 2011. APPROX 20-30 HRS/MONTH FROM AUGUST THRU OCTOBER. NONE DURING SEC TRADING HRS. DUTIES ARE TO OFFICIATE VOLLEYBALL GAMES// HJ PARTNERS. 3053 CENTER POINT RD. NE. SUITE A. CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS OWNING OFFICE BUILDING. POSITION IS PARTNER. STARTED IN 2000. APPROX 4 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE BUILDING MAINTENANCE// RAGING SPORTS( DBA PLAY IT AGAIN SPORTS - CEDAR RAPIDS). TOWN & COUNTRY SHOPPING CTR, CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTING GOODS STORE. PARTNER IS POSITION. STARTED 4-1-13. APPROX 0-1 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE INVENTORY ANALYSIS/OCCASIONAL STORE HELP ON WEEKENDS// RAGING STYLE, INC. DBA STYLE ENCORE. 5300 FOUNTAINS DR., STE 114 CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL STORE THAT SELLS HIGH END USED WOMENS CLOTHING. POSITION IS OWNER. START 9-1-15. APPROX 0-1 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL PARTNER AND GENERAL FIX IT GUY// Raging Properties, Inc. 5518 Twin Knolls Dr. Cedar Rapids, IA 52411. Is not investment related. Nature of business is rental real estate. Position is owner. Started January 2019. Approx 1-2 hrs spent on this business, none during security trading hours. Duties are possible repair of property/lease details. // RAGING SPORTS - DBA PLAY IT AGAIN SPORTS 1705 S 1ST AVE. IOWA CITY, IOWA 52240. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTS EQUIPMENT - POSITION IS OFFICER/SECRETARY. START 3-1-23. APPROX 0 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL BACKING// FAITH & FAMILY FINANCIAL LLC, DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INVESTMENT/FINANCIAL ADVISORS. POSITION IS OWNER/PRESIDENT. STARTED 5/5/23. APPROX 144 HRS/MONTH SPENT ON BUSINESS, WITH 8 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE AS A FINANCIAL ADVISOR // ONCE UPON A CHILD. 3649 1ST AVE SE CEDAR RAPIDS, IA 52403. NOT INVESTMENT RELATED.NATURE OF BUSINESS IS RETAIL STORE TO SELL NEW AND USED BABY AND CHILDRENS ITEMS. POSITION IS OWNER. START 12/1/24. APPROX 1 HOUR/MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HOURS. DUTIES ARE TO HELP SECURE FINANCING FOR BUSINESS. Licensed Insurance Agent

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