AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
Norman Mauldin Avinger

Norman M. Avinger

GREENVILLE CAPITAL
Greenville, SC 29601
Some features on this profile are disabled
CRD#: 2489917
Norman Mauldin Avinger

Professional summary


Norman Mauldin Avinger, CFP®, who also goes by Norman Avinger, is a registered financial advisor currently at GREENVILLE CAPITAL located in Greenville, South Carolina.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Norman has worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Norman Avinger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Norman Mauldin Avinger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2007

Experience


Current

September 30, 2020 - Present

GREENVILLE CAPITAL

Office #1: 330 East Coffee Street, Greenville, SC 29601
RIA
CRD#: 309954
Greenville, SC
Past

November 26, 2018 - December 31, 2020

ADVISORY SERVICES NETWORK

RIA
CRD#: 146051
Greenville, SC
Past

February 20, 2008 - November 28, 2018

PLANFIRST INC

RIA
CRD#: 108941
GREENVILLE, SC
Past

August 23, 2001 - May 10, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
GREENVILLE, SC
Past

October 1, 2000 - June 8, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 24, 1994 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(9/30/2020)
IAR
Texas
(10/18/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 9/26/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


GC
GREENVILLE CAPITAL
GREENVILLE CAPITAL | GREENVILLE CAPITAL ADVISORS, LLC | GREENVILLE CAPITAL ADVISERS, LLC

CRD#: 309954 / SEC#:

South Carolina
Registered Investment Advisory firm - (9/30/2020 Approved)
Texas
Registered Investment Advisory firm - (10/16/2020 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
330 East Coffee Street, Greenville, SC 29601
Mailing Address
Phone number
(864) 979-0000
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts129
AUM (Assets Under Management)$ 38,049,387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENVILLE CAPITAL

CRD#: 309954Greenville, SC 29601

TRUST BUT VERIFY

Monitor Norman Avinger

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


DM
Daniel MilksAdvisorCheck Check Mark
FIDUCIARY ORGANIZATION, LLC
IAR
Greenville, SC
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.