Tisa M. Knox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tisa Marlene Knox, who also goes by Tisa Marlene Moore, was a registered financial professional .
Tisa is a previously registered financial professional and started their career in finance in 1995. Tisa had worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2019 - May 11, 2021
WORLD EQUITY GROUP, INC.
August 2, 2018 - July 17, 2019
TAYLOR CAPITAL MANAGEMENT INC.
November 7, 2012 - August 3, 2018
FSC SECURITIES CORPORATION
March 11, 1998 - November 7, 2012
SECURITIES SERVICE NETWORK, LLC
July 15, 1996 - March 12, 1998
AEGON USA SECURITIES INC.
April 20, 1995 - June 18, 1996
FFP SECURITIES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
