Theodore H. Harper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Howard Harper, who also goes by Ted Howard Harper, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1995. Theodore had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2026 - April 20, 2026
FROST BROKERAGE SERVICES, INC.
April 13, 2018 - April 7, 2021
FROST INVESTMENT SERVICES
March 23, 2018 - April 7, 2021
FROST BROKERAGE SERVICES, INC.
December 15, 2008 - December 31, 2016
FROST INVESTMENT ADVISORS, LLC
March 23, 2006 - January 23, 2009
FROST BROKERAGE SERVICES, INC.
May 4, 2000 - June 6, 2001
FROST BROKERAGE SERVICES, INC.
October 6, 1999 - January 18, 2000
FIRST FUND DISTRIBUTORS, INC.
August 31, 1998 - December 10, 1998
TRADESTAR INVESTMENTS,INC.
November 21, 1995 - October 14, 1997
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/18/2024
General Securities Representative ExaminationCurrent Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
