Thomas C. Mckinney

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CRD#: 2489445

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Clinton Mckinney, who also goes by Tomm Clinton Mckinney, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1994. Thomas had worked at 11 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tomm Clinton Mckinney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 20, 2007 - March 23, 2013

COMPASS ADVISORY PARTNERS LLC

RIA

CRD#: 119377

PLEASANT VIEW, TN

Past

March 29, 2007 - July 9, 2008

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

RIA

CRD#: 125568

PLEASANT VIEW, TN

Past

February 20, 2004 - October 4, 2012

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PLEASANT VIEW, TN

Past

June 23, 2003 - October 4, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

PLEASANT VIEW, TN

Past

January 2, 2003 - June 20, 2003

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

CHARLOTTE, NC

Past

November 13, 2002 - January 6, 2003

CAMBRIDGE WAY, INC.

CRD#: 16328

BRENTWOOD, TN

Past

December 1, 2001 - November 18, 2002

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

December 8, 2000 - December 1, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

October 1, 2000 - December 8, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 14, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 4, 1999 - March 29, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 14, 1994 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/1994

General Securities Representative Examination

Current Firm

COMPASS ADVISORY PARTNERS LLC

CRD#: 119377 / SEC#: 801-89171

RIA

Registered Investment Advisory firm - (10/1/2024 Terminated)

Georgia

Registered Investment Advisory firm - (6/19/2009 Terminated)

Kentucky

Registered Investment Advisory firm - (4/16/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (4/20/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (9/24/2024 Approved)

Texas

Registered Investment Advisory firm - (4/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

480 One Eleven Place, Cookeville, TN 38506

Mailing Address

Phone number

(931) 400-0012

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas C. Mckinney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMPASS ADVISORY PARTNERS LLC

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SYNERGY INVESTMENT GROUP, LLC

CAMBRIDGE WAY, INC.

U.S. BANCORP INVESTMENTS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1994

Series 7

Date: 7/7/1994

Current Firm

COMPASS ADVISORY PARTNERS LLC

Contact information

Documents

Red Flags

Company Information

COMPASS ADVISORY PARTNERS LLC

TRUST BUT VERIFY

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