Richard G. Gerczak
Professional summary
Richard Gerard Gerczak, CFP®, who also goes by Rich Gerczak, is a registered financial advisor currently at BALLAST ADVISORS, LLC located in St. Paul, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Gerard Gerczak's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
February 2, 2017 - Present
BALLAST ADVISORS, LLC
Office #1: 2550 University Ave. W. Suite 314n, St. Paul, MN 55114April 20, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 20, 1995 - February 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 1994 - February 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BALLAST ADVISORS, LLC
CRD#: 285991 / SEC#: 801-108984
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2017)
(2/2/2017)
Exams
Current Firm
BALLAST ADVISORS, LLC
CRD#: 285991 / SEC#: 801-108984
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 587,590,759 |
Red Flags
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Company Information
BALLAST ADVISORS, LLC
CRD#: 285991St. Paul, MN 55114TRUST BUT VERIFY
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