Robert C. Trevino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Trevino, who also goes by Rob Trevino, Robert C Trevino, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - January 7, 2015
SPIRE WEALTH MANAGEMENT, LLC
April 30, 2014 - January 7, 2015
SPIRE SECURITIES, LLC
December 20, 2011 - February 25, 2013
INVESTMENT PROFESSIONALS, INC.
December 20, 2011 - February 25, 2013
INVESTMENT PROFESSIONALS, INC.
October 8, 2010 - January 10, 2012
AVANTAX ADVISORY SERVICES
October 8, 2010 - January 10, 2012
AVANTAX INVESTMENT SERVICES, INC.
February 12, 2008 - August 24, 2010
ADVISORS ASSET MANAGEMENT, INC.
February 12, 2008 - August 24, 2010
ADVISORS ASSET MANAGEMENT, INC.
March 2, 2007 - March 5, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 11, 2006 - March 5, 2008
TD AMERITRADE, INC.
October 26, 2004 - December 12, 2006
ADVISORS ASSET MANAGEMENT, INC.
December 2, 2003 - December 12, 2006
ADVISORS ASSET MANAGEMENT, INC.
January 31, 2002 - May 16, 2002
NYLIFE SECURITIES LLC
January 25, 1995 - April 12, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
