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Nancy V. Sobera

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CRD#: 2489191
NS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Ververis Sobera, who also goes by Nancy Ververis Martyszczyk, Nancy E. Ververis, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1994. Nancy had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Ververis Martyszczyk | Nancy E. Ververis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 9, 2013 - January 21, 2016

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

May 25, 2012 - November 15, 2012

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
WETHERSFIELD, CT
Past

May 31, 2011 - September 21, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
MANCHESTER, CT
Past

May 31, 2011 - September 21, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
MANCHESTER, CT
Past

December 6, 2007 - December 11, 2009

CONNECTICUT INVESTMENT MANAGEMENT

RIA
CRD#: 110462
HARTFORD, CT
Past

December 6, 2007 - June 1, 2011

NEWALLIANCE INVESTMENTS, INC.

BD
CRD#: 126880
MANCHESTER, CT
Past

October 23, 2006 - October 1, 2007

ESSEX FINANCIAL SERVICES, INC.

RIA
CRD#: 127549
ESSEX, CT
Past

October 23, 2006 - October 1, 2007

ESSEX FINANCIAL SERVICES, INC.

BD
CRD#: 127549
ESSEX, CT
Past

May 22, 2006 - August 21, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
FARMINGTON, CT
Past

March 21, 2005 - April 19, 2006

LPL FINANCIAL LLC

RIA
CRD#: 6413
FARMINGTON, CT
Past

March 21, 2005 - April 19, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
FARMINGTON, CT
Past

May 24, 2004 - January 27, 2005

HARVEST CAPITAL LLC

BD
CRD#: 35723
WETHERSFIELD, CT
Past

July 21, 1997 - April 10, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
FARMINGTON, CT
Past

September 27, 1996 - April 10, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 22, 1994 - September 7, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/2/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/21/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1996
General Securities Principal Examination

Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

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