MK
Michael J. Kennedy
THRIVENT INVESTMENT MANAGEMENT
Corpus Christi, TX 78401
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CRD#: 2488891
MK
Professional summary
Michael Jerome Kennedy is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Corpus Christi, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPUS CHRISTI ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POSITION: Past President/board member NATURE: attend mtgs and encourage others to join Naifa INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/23/1997 ADDRESS: PO Box 61131, Corpus Christi TX 78466 DESCRIPTION: attend meetings monthly and encourage agents to join Naifa corpus ST STEPHEN LUTHERAN CHURCH POSITION: President NATURE: Lutheran church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2020 ADDRESS: 619 Lang Road, Portland TX 78374, United States DESCRIPTION: President leads a monthly church council meeting held the second Sunday at the church at 11:45 . CST The President leads the annual congregation meeting held every year in January. NORTH BEACH COMMUNITY ASSOCIATION POSITION: Board Member/Treasuer NATURE: North Beach Community Association (NBCA) is a 501C4 organization with 1000 members who live and own property on North Beach, focused on topics and areas of concern common to all NBCA members, including beach erosion, condition of roads, flooding, crime, and real estate development. Association meetings are held every third Thursday of the month, excluding the months of December, June. July, and August. At these meetings, the Corpus Christi Mayor, City Council, Fire Department, Police Department, other county and state organizations, and/or environmental groups may make presentations INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: PO BOX 2361, Corpus Christi TX 78401, United States DESCRIPTION: . As a board member, I attend all meetings. And collectively, the board members attend Corpus Christi city council meetings on a quarterly basis, to voice NBCA's concerns and positions. As a treasurer, I manage the association's checking account. The account is held at Frost Bank, with an average balance of $1,600, with inflows and outflows between $1000-$1500 a year. The inflows and outflows are maintained on a spreadsheet and is used to provide board members account balance an activity information at each meeting. The board president and treasurer reconcile the spreadsheet to bank account at least annually.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jerome Kennedy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Jerome Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401RIA
BD
CRD#: 18387
Corpus Christi, TX
Current
May 31, 1994 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401RIA
BD
CRD#: 18387
Corpus Christi, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(6/1/1994)
IAR
Texas(1/3/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
