Margaret A. Woolman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ann Woolman, who also goes by Margo Woolman, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1998. Margaret had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2008 - January 22, 2014
WEALTH ADVISORS NETWORK, INC.
January 29, 2008 - May 6, 2013
1ST GLOBAL CAPITAL CORP.
October 26, 2006 - January 4, 2008
PRINCIPAL SECURITIES, INC.
October 15, 1998 - November 19, 1998
CETERA WEALTH SERVICES, LLC
October 15, 1998 - May 9, 2006
CUSO FINANCIAL SERVICES, L.P.
Primary Firm SEC Registration
WEALTH ADVISORS NETWORK, INC.
CRD#: 113836 / SEC#: 801-112018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ADVISORS NETWORK, INC.
CRD#: 113836 / SEC#: 801-112018
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 788 |
| AUM (Assets Under Management) | $ 297,015,339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
