Alan D. Segars
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Douglas Segars, who also goes by Alan Segars, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1999. Alan had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2016 - January 3, 2017
BEACON TRUST
February 8, 2000 - January 22, 2009
ING INVESTMENT MANAGEMENT SERVICES LLC
April 28, 1999 - February 8, 2000
ABN AMRO SECURITIES LLC
Primary Firm SEC Registration
BEACON TRUST
CRD#: 226547 / SEC#: 801-96256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON TRUST
CRD#: 226547 / SEC#: 801-96256
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,889 |
| AUM (Assets Under Management) | $ 4,352,787,884 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/10/2025 | ||
| 12/18/2023 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
