Mark T. Wisneski

SOUTHERNOMES

MARIETTA, GA

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CRD#: 2488421

Professional summary

Mark Thomas Wisneski is a registered financial advisor currently at SOUTHERN INCOMES, LLC located in Marietta, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Wisneski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2003 - Present

SOUTHERN INCOMES, LLC

RIA

CRD#: 125278

MARIETTA, GA

Past

January 28, 1995 - July 1, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 1, 1994 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/13/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/3/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/31/1994

General Securities Representative Examination

Current Firm

SOUTHERN INCOMES, LLC

ARLINGTON HALL RESEARCH & INVESTMENT MANAGEMENT, LLC | SOUTHERN INCOMES, LLC | M W EQUITY BUILDERS, LLC | ARLINGTON HALL, LLC

CRD#: 125278 / SEC#: 801-64152

RIA

Registered Investment Advisory firm - (1/3/2012 Terminated)

Georgia

Registered Investment Advisory firm - (1/3/2012 Approved)

Texas

Registered Investment Advisory firm - (11/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Marietta, GA

Mailing Address

Phone number

(678) 871-0851

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 43,042,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark T. Wisneski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Wisneski's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHERN INCOMES, LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/1994

Series 65

Date: 6/3/1994

Series 7

Date: 5/31/1994

Current Firm

SOUTHERN INCOMES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTHERN INCOMES, LLC

TRUST BUT VERIFY

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