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MP

Michael J. Payne

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CRD#: 2488328
MP

Professional summary


Michael Joseph Payne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 7 firms, which includes LT LAWRENCE & CO. INC., DALTON KENT SECURITIES GROUP INC., CONTINENTAL BROKER-DEALER CORP., LCP CAPITAL CORP., EURO-ATLANTIC SECURITIES INC., JOSEPH ROBERTS & CO. INC., HANOVER STERLING & COMPANY LTD..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Payne

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 22, 1997 - December 5, 1997

LT LAWRENCE & CO., INC.

BD
CRD#: 31956
NEW YORK, NY
Past

May 2, 1997 - July 3, 1997

DALTON KENT SECURITIES GROUP, INC.

BD
CRD#: 38813
NEW YORK, NY
Past

January 10, 1997 - May 8, 1997

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

September 4, 1996 - September 26, 1996

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

March 23, 1995 - September 9, 1996

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

March 6, 1995 - March 22, 1995

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL
Past

October 25, 1994 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 10/24/1994
Corporate Securities Limited Representative Examination

Current Firm


LL
LT LAWRENCE & CO., INC.
LT LAWRENCE & CO., INC. | LT LAWRENCE INC.

CRD#: 31956 / SEC#: , 8-45584

BD
Revoked by SEC on 07/24/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 02/06/1992
Firm type
Corporation
Fiscal year end
July
# of Employees

Documents


Red Flags


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Company Information


LT LAWRENCE & CO., INC.

CRD#: 31956

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