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Michael Joseph Payne

CRD# 2488328·Registered 1994 - 1997
Barred: Michael Joseph Payne was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Joseph Payne, who also goes by Mike Payne, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 1997. Michael had worked at 7 firms and has passed the Series 63 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Payne

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
July 22, 1997 - December 5, 1997
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
May 2, 1997 - July 3, 1997
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
January 10, 1997 - May 8, 1997
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
September 4, 1996 - September 26, 1996
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
March 23, 1995 - September 9, 1996
JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
March 6, 1995 - March 22, 1995
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
October 25, 1994 - July 11, 1995

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Current Firm

LL
LT LAWRENCE & CO., INC.

LT LAWRENCE & CO., INC. | LT LAWRENCE INC.

CRD#: 31956 / SEC#: 8-45584
BD
Revoked by SEC on 07/24/2000

Contact Information

Established

New York since 02/06/1992

Firm Type

Corporation

Fiscal Year End

July

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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