Sandra M. Franklin
Professional summary
Sandra Michele Franklin, who also goes by Sandra Shefsky, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Sandra has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Michele Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2026 - Present
SCHWAB WEALTH ADVISORY, INC.
January 25, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262January 25, 2022 - July 30, 2026
CHARLES SCHWAB & CO., INC.
May 23, 2018 - October 14, 2022
TD AMERITRADE, INC.
May 23, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 23, 2018 - May 19, 2024
TD AMERITRADE, INC.
June 6, 2008 - April 12, 2018
ADVISORS ASSET MANAGEMENT, INC.
January 1, 2002 - April 12, 2018
ADVISORS ASSET MANAGEMENT, INC.
August 16, 1994 - January 1, 2002
FIXED INCOME SECURITIES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2022)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
