Mark L. Holloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Linn Holloway was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1970. Mark had worked at 3 firms and has passed the Series 65, Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2001 - December 31, 2022
HOLLOWAY INVESTMENT ADVISORS, INC.
October 30, 1972 - September 17, 2001
DAUGHERTY, COLE INC.
July 1, 1970 - December 3, 1972
GRIFFON MAY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1970
Registered Representative ExaminationSeries 00
Date: 4/13/1973
General Securities Principal ExaminationCurrent Firm
HOLLOWAY INVESTMENT ADVISORS, INC.
CRD#: 118223 / SEC#: 801-64483
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 60,162,593 |
Red Flags
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