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EP

Elizabeth S. Peabody

STEGNER INVESTMENT ASSOCIATES
Louisville, KY 40207
Some features on this profile are disabled
CRD#: 2488182
EP

Professional summary

Elizabeth Stegner Peabody, who also goes by Elizabeth Peabody, is a registered financial advisor currently at STEGNER INVESTMENT ASSOCIATES INC located in Louisville, Kentucky.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Elizabeth has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elizabeth Peabody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMT Holdings LLC - not investment related, 1651 Spring Drive, Louisville, KY 40205, Real Estate holding company, member, 10/11/2001, number of hours - 0, passive member, no duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Stegner Peabody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 1994 - Present

STEGNER INVESTMENT ASSOCIATES INC

Office #1: 233 Breckenridge Lane, Louisville, KY 40207
RIA
CRD#: 107480
Louisville, KY
Past

June 20, 1994 - December 31, 2004

STEGNER INVESTMENT ASSOCIATES INC

RIA
CRD#: 107480
LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STEGNER INVESTMENT ASSOCIATES INC
STEGNER INVESTMENT ASSOCIATES INC

CRD#: 107480 / SEC#: 801-46803

RIA
Registered Investment Advisory firm - (7/5/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(6/20/1994)
IAR
Texas
(2/17/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/25/1994
Uniform Investment Adviser Law Examination

Current Firm

SI
STEGNER INVESTMENT ASSOCIATES INC
STEGNER INVESTMENT ASSOCIATES INC

CRD#: 107480 / SEC#: 801-46803

RIA
Registered Investment Advisory firm - (7/5/1994 Approved)
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Contact information

Main Address
233 Breckenridge Lane, Louisville, KY 40207
Mailing Address
Phone number
(502) 895-0122
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STEGNER INVESTMENT ASSOCIATES, INC. (3/21/2025)

Regulatory assets under management

Total Number of Accounts794
AUM (Assets Under Management)$ 2,409,913,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEGNER INVESTMENT ASSOCIATES INC

CRD#: 107480Louisville, KY 40207

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