David S. Zeligson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Steven Zeligson, who also goes by David S Zeligson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - March 28, 2018
TD AMERITRADE, INC.
January 21, 2015 - April 30, 2015
EDWARD JONES
April 30, 2014 - October 22, 2014
MML INVESTORS SERVICES, LLC
July 26, 2012 - March 7, 2013
PLANMEMBER SECURITIES CORPORATION
January 22, 1999 - February 14, 2002
BNY MELLON SECURITIES CORPORATION
March 26, 1996 - December 31, 1997
BNY MELLON SECURITIES CORPORATION
July 25, 1994 - May 6, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 25, 1994 - May 6, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
