Christopher C. Crotty
Professional summary
Christopher Charles Crotty, who also goes by Christopher Crotty, is a registered financial professional currently at ELEQUIN SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 25, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Charles Crotty's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2022 - Present
ELEQUIN SECURITIES LLC
Office #1: 1333 Broadway Suite 500, New York, NY 10018Office #2: 1333 Broadway 5th Floor Ste. 500, New York, NY 10018March 27, 2013 - June 8, 2022
TJM INVESTMENTS, LLC
February 17, 2010 - April 5, 2013
MND PARTNERS, INC.
March 10, 2004 - February 19, 2010
FARINA & ASSOCIATES, INC.
November 11, 1999 - March 9, 2004
DRIVEWEALTH INSTITUTIONAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 4/22/1999
NYSE Trading Assistant ExaminationCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
ELEQUIN SECURITIES LLC
CRD#: 311650 / SEC#: , 8-70654
Contact information
Documents
Red Flags
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