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JE

Jeffrey R. Egan

Some features on this profile are disabled
CRD#: 2488078
JE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Richard Egan, who also goes by Jeff Egan, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 30 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Egan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 27, 2016 - September 12, 2019

SHOREBRIDGE CAPITAL SECURITIES, LLC

BD
CRD#: 269991
SUMMIT, NJ
Past

August 1, 2014 - July 29, 2016

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

January 2, 2009 - July 21, 2014

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
CHICAGO, IL
Past

January 2, 2009 - July 21, 2014

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

August 22, 2008 - January 5, 2009

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

December 16, 2005 - July 17, 2007

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
CHICAGO, IL
Past

December 16, 2005 - July 17, 2007

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
NAPERVILLE, IL
Past

June 21, 2004 - December 31, 2005

HARRISDIRECT LLC

RIA
CRD#: 42159
NAPERVILLE, IL
Past

June 21, 2004 - December 31, 2005

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

November 29, 2002 - June 30, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SANTA BARBARA, CA
Past

October 18, 2002 - June 30, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

February 6, 2001 - September 30, 2002

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
SANTA BARBARA, CA
Past

November 16, 2000 - September 30, 2002

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

June 11, 1999 - June 29, 1999

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

March 21, 1997 - March 15, 1999

BISYS SHELF B/D (1), INC.

BD
CRD#: 26501
BOSTON, MA
Past

January 29, 1996 - November 25, 1996

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 29, 1996 - November 25, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/27/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/14/2012
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 1/26/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 12/14/2012
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/13/2003
General Securities Sales Supervisor - Options Module Examination

Current Firm

SC
SHOREBRIDGE CAPITAL SECURITIES, LLC
SHOREBRIDGE CAPITAL ADVISORS, LLC | SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991 / SEC#: , 8-69644

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
350 Springfield Avenue Suite #200, Summit, NJ 07901
Mailing Address
350 Springfield Avenue Suite #200, Summit, NJ 07901
Phone number
(646) 869-8791
Established
Delaware since 05/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHOREBRIDGE CAPITAL PARTNERS, LLCMEMBER
BLAGDON, DOUGLAS MILLSCHIEF COMPLIANCE OFFICER1789722
BLAGDON, DOUGLAS MILLSCEO1789722
PARISE, JANICE DRUFINOP2338583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991

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