Marcus P. Camp
Professional summary
Marcus Patrick Camp was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcus is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Marcus had worked at 8 firms, which includes MSI FINANCIAL SERVICES INC., CINCINNATI ANALYSTS INC., CAMBRIDGE INVESTMENT RESEARCH INC., MUTUAL SERVICE CORPORATION, CONCOURSE FINANCIAL GROUP SECURITIES INC., PIONEER SECURITIES INC., INVEST FINANCIAL CORPORATION, INDEPENDENT FINANCIAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2009 - August 13, 2009
MSI FINANCIAL SERVICES, INC.
January 19, 2009 - August 13, 2009
MSI FINANCIAL SERVICES, INC.
October 16, 2003 - December 31, 2006
CINCINNATI ANALYSTS, INC.
November 1, 2002 - June 2, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 25, 2002 - October 14, 2002
MUTUAL SERVICE CORPORATION
November 11, 1999 - March 15, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 24, 1999 - October 7, 1999
PIONEER SECURITIES, INC.
November 2, 1998 - October 26, 1999
INVEST FINANCIAL CORPORATION
December 1, 1995 - November 25, 1998
PIONEER SECURITIES, INC.
May 31, 1994 - December 15, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
