Robert G. Funk

NAVELLIER & ASSOCIATES

New York, NY 10105

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CRD#: 2488055

Professional summary

Robert George Funk, who also goes by Robert G Funk, is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in New York, New York and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 12 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert G Funk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have my Series 65 dually registered with Navellier & Associates and Bespoke Investment Group and refer clients to their asset management firms as a solicitor. My Series 7,55, and 63 are held with Innovation Partners, LLC. I will devote 45% of my working hours to Navellier, 45% to Bespoke and 10% to Innovation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Funk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2016 - Present

NAVELLIER & ASSOCIATES INC

Office #1: 1345 6th Ave 2nd Floor, New York, NY 10105

RIA

CRD#: 107568

New York, NY

Current

September 14, 2022 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

April 19, 2024 - May 22, 2025

BESPOKE INVESTMENT GROUP, LLC

RIA

CRD#: 144080

HARRISON, NY

Past

July 5, 2017 - September 29, 2022

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

TENAFLY, NJ

Past

June 30, 2014 - February 4, 2016

AVATAR SECURITIES, LLC

CRD#: 147763

NEW YORK, NY

Past

July 19, 2012 - July 1, 2014

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

TENAFLY, NJ

Past

July 25, 2011 - September 15, 2011

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

November 10, 2009 - May 18, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 8, 2007 - December 17, 2007

SPECTRUM TRADING, LLC

CRD#: 132637

NEW YORK, NY

Past

March 13, 2006 - May 24, 2006

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Past

February 26, 2002 - January 28, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 23, 1999 - November 6, 2001

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

April 28, 1998 - September 8, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 17, 1994 - April 9, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(2/22/2016)

IAR

Alaska
(4/13/2016)

IAR

California
(2/22/2016)

IAR

Colorado
(3/4/2016)

IAR

Connecticut
(2/22/2016)

IAR

Delaware
(2/26/2016)

IAR

Idaho
(2/19/2016)

IAR

Illinois
(2/22/2016)

IAR

Iowa
(2/22/2016)

IAR

Kansas
(3/1/2016)

IAR

Kentucky
(2/22/2016)

IAR

Louisiana
(2/24/2016)

IAR

Maryland
(2/22/2016)

IAR

Michigan
(2/23/2016)

IAR

Mississippi
(3/3/2016)

IAR

Montana
(2/22/2016)

IAR

Nevada
(2/17/2016)

IAR

New Hampshire
(2/22/2016)

IAR

New Mexico
(2/22/2016)

New York
(10/30/2022)

IAR

North Carolina
(2/29/2016)

IAR

North Dakota
(2/29/2016)

IAR

Ohio
(2/19/2016)

IAR

Oklahoma
(2/23/2016)

IAR

Oregon
(2/22/2016)

IAR

Pennsylvania
(2/22/2016)

IAR

Puerto Rico
(2/22/2016)

IAR

Rhode Island
(2/22/2016)

IAR

South Carolina
(2/25/2016)

IAR

South Dakota
(2/23/2016)

IAR

Texas
(2/22/2016)

IAR

Utah
(2/22/2016)

IAR

Vermont
(2/24/2016)

IAR

Virgin Islands
(4/19/2016)

IAR

Virginia
(2/22/2016)

IAR

Washington
(2/29/2016)

IAR

West Virginia
(3/8/2016)

IAR

Wisconsin
(2/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/9/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/20/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/16/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

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Contact information

Main Address

One E. Liberty, Suite 504, Reno, NV 89501-2107

Mailing Address

Phone number

(775) 785-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAV ASSOC PART 2-07-04-2025 (7/4/2025)

Regulatory assets under management

Total Number of Accounts	1,308
AUM (Assets Under Management)	$ 882,832,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert G. Funk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Funk's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

BESPOKE INVESTMENT GROUP, LLC

CLEARVIEW TRADING ADVISORS, INC.

AVATAR SECURITIES, LLC

CLEARVIEW TRADING ADVISORS, INC.

WTS PROPRIETARY TRADING GROUP LLC

OPPENHEIMER & CO. INC.

SPECTRUM TRADING, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BEECH HILL SECURITIES, INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NAVELLIER & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2022

Series 65

Date: 2/9/2016

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/20/2006

Series 7

Date: 5/16/1994

FINRA

Current Firm

NAVELLIER & ASSOCIATES INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVELLIER & ASSOCIATES INC

TRUST BUT VERIFY

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