Kipp G. Kjeldgaard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kipp Gerald Kjeldgaard was a registered financial professional .
Kipp is a previously registered financial professional and started their career in finance in 1994. Kipp had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2013 - February 13, 2017
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 6, 1999 - August 24, 2000
FUNDS DISTRIBUTOR, LLC
August 16, 1996 - July 15, 1997
MONTGOMERY SECURITIES
January 20, 1995 - May 6, 1996
ROBERTSON, STEPHENS & COMPANY LLC
June 17, 1994 - January 23, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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