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JS

Jonathan B. Stark

THALES CAPITAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 2487817
JS

Professional summary

Jonathan Bernard Stark, who also goes by Jon Stark, is a registered financial professional currently at THALES CAPITAL PARTNERS LLC located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1994. Jonathan has worked at 9 firms and has passed the Series 63, Series 7TO, Series 3, SIE, Series 7, Series 86 and Series 87 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jon Stark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Bernard Stark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2025 - Present

THALES CAPITAL PARTNERS LLC

Office #1: 540 Madison Avenue 4th Floor, New York, NY 10022Office #2: 540 Madison Avenue 4th Floor, New York, NY 10022
BD
CRD#: 172125
New York, NY
Past

October 1, 2014 - September 5, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 23, 2009 - January 19, 2010

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY
Past

July 16, 2008 - May 12, 2009

KENMAR SECURITIES, L.P.

BD
CRD#: 29375
NEW YORK, NY
Past

August 7, 2006 - May 29, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 20, 2004 - July 7, 2005

BEAR WAGNER SPECIALISTS LLC

BD
CRD#: 32691
NEW YORK, NY
Past

March 20, 2001 - September 28, 2004

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

May 29, 1998 - July 9, 1999

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

August 9, 1994 - July 10, 1997

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/11/2025)
RR
Colorado
(3/27/2026)
RR
Connecticut
(6/12/2025)
RR
Florida
(6/12/2025)
RR
Georgia
(6/12/2025)
RR
Hawaii
(3/12/2026)
RR
Illinois
(6/16/2025)
RR
Kansas
(3/13/2026)
RR
Maryland
(6/13/2025)
RR
Massachusetts
(6/12/2025)
RR
Michigan
(6/13/2025)
RR
New Jersey
(6/11/2025)
RR
New York
(5/21/2025)
RR
North Carolina
(6/16/2025)
RR
Ohio
(11/6/2025)
RR
Pennsylvania
(6/11/2025)
RR
Rhode Island
(3/12/2026)
RR
Tennessee
(3/19/2026)
RR
Texas
(6/11/2025)
RR
Washington
(6/12/2025)
RR
West Virginia
(3/25/2026)
RR
Wisconsin
(4/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/29/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 9/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 86
Date: 10/11/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 10/11/2006
Research Analyst Exam - Part II Regulations Module
SRO Registrations
RR
FINRA

Current Firm

TC
THALES CAPITAL PARTNERS LLC
THALES CAPITAL PARTNERS LLC

CRD#: 172125 / SEC#: , 8-69498

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
540 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
540 Madison Avenue 4th Floor, New York, NY 10022
Phone number
(646) 664-0650
Established
Delaware since 02/29/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THALES ASSOCIATES LLCMEMBER
COHEN, MARC MOSHECEO2744699
OSHEA, TIMOTHY SEANCFO/FINOP1977624
THALES MANAGEMENT LLCMANAGER
TONDI, PASQUALE FRANCISCCO1208585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THALES CAPITAL PARTNERS LLC

CRD#: 172125New York, NY 10022

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