Deborah W. Thier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Wisneski Thier, who also goes by Deborah Thier, Deborah Wisneski, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1994. Deborah had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2010 - September 20, 2013
M&T SECURITIES, INC.
April 7, 2010 - September 20, 2013
M&T SECURITIES, INC.
October 5, 2006 - March 16, 2010
COMMUNITY INVESTMENT SERVICES, INC.
January 9, 2006 - March 16, 2010
COMMUNITY INVESTMENT SERVICES, INC.
May 2, 2003 - January 12, 2006
CITIZENS SECURITIES, INC.
May 8, 2002 - January 12, 2006
CITIZENS SECURITIES, INC.
January 5, 2000 - December 31, 2000
MBSC, LLC
January 5, 2000 - May 8, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
May 30, 1996 - January 12, 2000
MORGAN STANLEY DW INC.
May 16, 1994 - February 16, 1996
PNC BROKERAGE CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
