Dale D. Ruohomaki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Duane Ruohomaki was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1994. Dale had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1994 - December 19, 1997
SABEL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
SABEL MANAGEMENT INC.
CRD#: 29149 / SEC#: , 8-44156
Contact information
Documents
Red Flags
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