JO
John F. Oneal
TOUCHSTONE ADVISORS
Wilmington, DE
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CRD#: 2487642
JO
Professional summary
John Francis Oneal is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Wilmington, Delaware and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Joseph E. and Ethel B O'Neal Revocable Trust; Investment Related; Address of other business: Wilmington, DE 19805; Nature of other business: Trust account at Morgan Stanley; Position: Trustee; Start of relationship with other business: 1/17/14; Approximate number of hours per month: 1; Approximate number of hours per month during trading hours: 0; Duties include: Oversee trust along with my sister Sharon - MS Advisors have discretion, Sharon and I do not initiate trades. 2) JSO Partners, LLC; Not investment related; Address of other business: Wilmington, DE 19805; Nature of business: Commercial Property; Position: Managing Partner; Start date of relationship with other business: 2/9/2018; Approximate number of hours per month: 1; Approximate number of hours per month during trading hours: 0; Duties include: Property in year 3 of 40 year lease to Starbucks. It is a triple net lease, we do almost nothing. 3) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Oneal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2019 - Present
TOUCHSTONE ADVISORS INC
RIA
CRD#: 107028
Wilmington, DE
Current
March 16, 2011 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202BD
CRD#: 1526
CINCINNATI, OH
Past
May 15, 2006 - January 13, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
January 31, 2003 - April 7, 2006
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
December 31, 2000 - August 14, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
November 11, 1998 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
December 15, 1994 - September 10, 1996
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/24/2011)
RR
District of Columbia(3/24/2011)
RR
Florida(1/8/2024)
RR
Maryland(3/25/2011)
RR
Mississippi(2/3/2025)
RR
Missouri(1/10/2024)
RR
Montana(1/16/2024)
RR
Ohio(3/16/2011)
IAR
Ohio(5/4/2019)
RR
Pennsylvania(1/9/2024)
RR
Virginia(3/29/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202-4203
Mailing Address
Phone number
(513) 362-8000
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
