Suzanne C. Chen
Professional summary
Suzanne C. Chen, who also goes by Suzanne C Chen, Suzanne Chen, Suzanne C. Chen-robbins, Suzanne C Chenrobbins, Suzanne Robbins, is a registered financial advisor currently at SEEN CONSULTING LLC located in Ontario, California.
Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Suzanne has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne C. Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2018 - Present
SEEN CONSULTING LLC
October 13, 2011 - July 10, 2018
GOLDEN STATE ADVISORS, LLC
February 2, 1999 - September 13, 2011
CHARLES SCHWAB & CO., INC.
July 21, 1995 - September 13, 2011
CHARLES SCHWAB & CO., INC.
June 2, 1994 - August 7, 1995
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2018)
Exams
Series 8
Date: 8/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SEEN CONSULTING LLC
CRD#: 293724 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
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