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WB

William C. Bair

Some features on this profile are disabled
CRD#: 2487292
WB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Claire Bair, who also goes by Bill Bair, William C. Bair Jr., William Claire Bair Jr, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1994. William had worked at 4 firms and has passed the SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Bair | William C. Bair Jr. | William Claire Bair Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 26, 2012 - October 15, 2015

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
CHARLOTTE, NC
Past

September 27, 2006 - October 14, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

February 24, 2004 - November 18, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

July 29, 1994 - February 21, 2002

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/15/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/25/1994
Financial and Operations Principal Examination

Current Firm

TP
TEACHERS PERSONAL INVESTORS SERVICES, INC.
TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130 / SEC#: , 8-47051

BD
Terminated by SEC on 11/30/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/19/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TIAA-CREF ASSET MANAGEMENT LLCSHAREHOLDER
LEE, CHRISTY ROSSPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER4926666
LEE, CHRISTY ROSSCHIEF FINANCIAL OFFICER4926666
PIERRE-MERRITT, MARJORIECORPORATE SECRETARY5308970
RAUSCHENBACH, KEITH HENRYPRESIDENT, COO & DIRECTOR1719526
SMITH, SHANITA SPIVEYCHIEF COMPLIANCE OFFICER5174146

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

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