Josh L. Schein

GLOBAL KEY ADVISORS

SAN FRANCISCO, CA 94105

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CRD#: 2487234

Professional summary

Josh Lee Schein is a registered financial advisor currently at GLOBAL KEY ADVISORS located in San Francisco, California.

Josh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Josh has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Global Key Energy Equipment Fund I, LP, general partner at 8% stake, buying and selling used natural gas compression equipment, dba Pointer Power & Compression (www.pointerpandc.com) 2) Vertmex LLC, 1% stake in real estate holding for Mexico properties, with one 99% partner, will resign over the coming weeks 3) Lifeboat Ventures (www.lifeboat.ventures), member of the advisory board; Lifeboat Ventures is a for-profit venture studio focused on disaster mitigation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Lee Schein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2014 - Present

GLOBAL KEY ADVISORS

Office #1: 649 Mission Street 5th Floor, San Francisco, CA 94105

RIA

CRD#: 170269

SAN FRANCISCO, CA

Past

June 1, 2009 - June 30, 2014

MORGAN STANLEY

RIA

CRD#: 149777

SAN FRANCISCO, CA

Past

June 1, 2009 - June 30, 2014

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Past

July 8, 1997 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

September 11, 1996 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN FRANCISCO, CA

Past

August 3, 1995 - September 19, 1996

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

May 6, 1994 - August 4, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2014)

IAR

Massachusetts
(7/30/2014)

IAR

Nevada
(8/6/2014)

IAR

Texas
(2/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/19/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/4/1994

General Securities Representative Examination

Current Firm

GLOBAL KEY ADVISORS

GLOBAL KEY ADVISORS | GLOBAL KEY MANAGEMENT LLC

CRD#: 170269 / SEC#:

California

Registered Investment Advisory firm - (7/10/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (7/30/2014 Approved)

Nevada

Registered Investment Advisory firm - (5/29/2014 Approved)

Texas

Registered Investment Advisory firm - (2/10/2016 Approved)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

Phone number

(917) 297-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 30,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Josh L. Schein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Lee Schein's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

HAMBRECHT & QUIST LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1996

Series 63

Date: 6/13/1994

Series 31

Date: 11/19/2003

Series 7

Date: 5/4/1994

Current Firm

GLOBAL KEY ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL KEY ADVISORS

TRUST BUT VERIFY

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