Carl R. Gibbs
Professional summary
Carl Richard Gibbs JR, who also goes by Carl Richard Jr Gibbs, is a registered financial professional currently at STURDIVANT & CO. INC located in Voorhees, New Jersey.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1994. Carl has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Richard Gibbs JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2002 - Present
STURDIVANT & CO. INC
Office #1: 603 Sheppard Road, Voorhees, NJ 08043Office #2: 400 East Pratt Street, Inner Harbor Center 8th Floor, Baltimore, MD 21202Office #3: 111 West Jackson Suite 1700, Chicago, IL 60604January 6, 2004 - January 12, 2005
GUNNALLEN FINANCIAL, INC
August 30, 2002 - May 12, 2003
BACK BAY CAPITAL, INC.
October 29, 2001 - October 18, 2002
CAPITAL SUISSE SECURITIES, INC.
December 1, 2000 - October 25, 2001
FIRST MONTAUK SECURITIES CORP.
November 20, 2000 - December 12, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
September 22, 1999 - November 20, 2000
JOSEPH CHARLES & ASSOC., INC.
May 31, 1994 - September 27, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2007)
(10/29/2019)
(1/7/2011)
(5/9/2002)
(3/25/2002)
Exams
FINRA
Current Firm
STURDIVANT & CO. INC
CRD#: 24583 / SEC#: , 8-41204
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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