Michael D. Rhodes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael D Rhodes, who also goes by Mike D. Rhodes, Mike Rhodes, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2012 - April 30, 2013
THE TAVENNER COMPANY
December 4, 2006 - June 19, 2009
MM ASCEND LIFE INVESTOR SERVICES, LLC
March 26, 2003 - December 4, 2006
STUART SECURITIES CORP.
January 21, 2003 - March 20, 2003
VOYA FINANCIAL ADVISORS, INC.
July 11, 2002 - March 20, 2003
VOYA FINANCIAL ADVISORS, INC.
January 3, 2002 - July 15, 2002
PMG SECURITIES CORPORATION
January 26, 1999 - December 31, 2001
VOYA FINANCIAL ADVISORS, INC.
January 3, 1995 - January 11, 1999
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
