Russell A. Ruffino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Anthony Ruffino, who also goes by Russ Ruffino, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1994. Russell had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - January 27, 2026
ANICO FINANCIAL SERVICES, INC.
October 17, 2014 - September 29, 2016
EMPOWER FINANCIAL SERVICES, INC.
June 28, 2013 - August 27, 2014
COREBRIDGE CAPITAL SERVICES, INC.
July 29, 2002 - June 28, 2013
AMERICAN GENERAL DISTRIBUTORS, INC.
December 5, 2001 - May 13, 2002
BNY MELLON SECURITIES LLC
October 2, 1995 - December 5, 2001
CONSECO SECURITIES, INC.
July 14, 1994 - September 20, 1995
METROPOLITAN LIFE INSURANCE COMPANY
July 14, 1994 - September 20, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANICO FINANCIAL SERVICES, INC.
CRD#: 158883 / SEC#: , 8-68938
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
