Russell G. Luce

CHELSEA ADVISORY SERVICES,

Orland Park, IL

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CRD#: 2486592

Professional summary

Russell George Luce is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Orland Park, Illinois and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Russell has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Planning Legacies Financial Group,Is Not Investment Related,"7911 Laguna Lane, Orland Park, IL 60462, Orland Park, IL 60462, Orland Park, IL 60462, Orland Park, IL, 60462, United States",Insurance,Preident,2007-01-01,30 hours per month,20 hours per month during trading hours,Commission Compensation,Full Insurance firm for Fixed Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell George Luce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

CHELSEA ADVISORY SERVICES, INC

RIA

CRD#: 150791

Orland Park, IL

Current

December 18, 2024 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307

CRD#: 47770

Staten Island, NY

Past

October 10, 2022 - December 31, 2024

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

Orland Park, IL

Past

October 10, 2022 - December 31, 2024

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Orland Park, IL

Past

January 16, 2020 - November 11, 2022

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Orland Park, IL

Past

January 16, 2020 - November 11, 2022

LIFEMARK SECURITIES CORP.

CRD#: 16204

Orland Park, IL

Past

November 14, 2018 - January 21, 2020

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

Orland Park, IL

Past

November 14, 2018 - January 21, 2020

INVESTMENT PLANNERS, INC.

CRD#: 18557

Orland Park, IL

Past

October 30, 2018 - November 15, 2018

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Oak Lawn, IL

Past

October 30, 2018 - November 15, 2018

LIFEMARK SECURITIES CORP.

CRD#: 16204

Oak Lawn, IL

Past

April 6, 2009 - November 5, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

OAK LAWN, IL

Past

September 12, 2008 - December 31, 2008

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

OAK LAWN, IL

Past

February 9, 2007 - November 5, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

OAK LAWN, IL

Past

September 22, 2006 - February 7, 2007

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

LOMBARD, IL

Past

September 1, 2005 - February 7, 2007

WORLD EQUITY GROUP, INC.

CRD#: 29087

LOMBARD, IL

Past

June 25, 2003 - July 27, 2005

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

August 19, 2002 - June 24, 2003

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 9, 1994 - August 20, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/3/2025)

Florida
(1/31/2025)

Illinois
(12/18/2024)

IAR

Illinois
(1/13/2025)

Indiana
(1/3/2025)

IAR

Indiana
(9/30/2025)

Nevada
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/5/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/5/2004

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

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Contact information

Main Address

242 Main Street, Staten Island, NY 10307

Mailing Address

Phone number

(718) 967-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHELSEA ADVISORY ADV 2A - FEBRUARY 2025 (2/9/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 126,883,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Russell G. Luce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell George Luce's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHELSEA FINANCIAL SERVICES

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

FORESTERS EQUITY SERVICES, INC.

MONY SECURITIES CORPORATION

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

CHELSEA ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2006

Series 63

Date: 5/11/1994

SIE

Date: 10/1/2018

Series 6

Date: 5/5/1994

Series 26

Date: 3/5/2004

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHELSEA ADVISORY SERVICES, INC

TRUST BUT VERIFY

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