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Noemi L. Ortega

ADVISORY SOLUTIONS GROUP
BAKERSFIELD, CA
CRD#: 2486499
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Noemi Lopez OrtegaADVISORY SOLUTIONS GROUP

Professional summary

Noemi Lopez Ortega is a registered financial advisor currently at ADVISORY SOLUTIONS GROUP located in Bakersfield, California.

Noemi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Noemi has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noemi Lopez Ortega's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

ADVISORY SOLUTIONS GROUP

RIA
CRD#: 339919
BAKERSFIELD, CA
Past

December 4, 2007 - May 22, 2026

UNION CAPITAL COMPANY

RIA
CRD#: 110301
Bakersfield, CA
Past

December 3, 2007 - May 22, 2026

UNION CAPITAL COMPANY

BD
CRD#: 110301
Bakersfield, CA
Past

August 16, 2006 - December 6, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT BEACH, CA
Past

August 16, 2006 - December 6, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
NEWPORT BEACH, CA
Past

June 12, 2006 - August 11, 2006

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
SUN VALLEY, CA
Past

June 12, 2006 - August 11, 2006

WAMU INVESTMENTS, INC.

BD
CRD#: 599
SUN VALLEY, CA
Past

May 25, 2004 - June 22, 2006

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
GLENDALE, CA
Past

July 1, 2002 - June 22, 2006

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

October 22, 1998 - November 27, 2000

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

May 14, 1998 - November 27, 2000

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX
Past

May 13, 1996 - June 18, 1997

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA
Past

September 15, 1994 - February 14, 1995

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 15, 1994 - February 14, 1995

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

July 13, 1994 - August 12, 1994

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/1/2026)
IAR
Texas
(5/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/12/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AS
ADVISORY SOLUTIONS GROUP
ADVISORY SOLUTIONS GROUP | ADVISORY SOLUTIONS GROUP, LLC

CRD#: 339919 / SEC#: 801-135130

RIA
Registered Investment Advisory firm - (1/8/2026 120-Day Approval)
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Contact information

Main Address
505 N Hwy 169, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISORY SOLUTIONS GROUP, LLC ADV 2A BROCHURE 12.09.2025 (12/9/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORY SOLUTIONS GROUP

CRD#: 339919Bakersfield, CA

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