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Noemi L. Ortega

ADVISORY SOLUTIONS GROUP
BAKERSFIELD, CA
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CRD#: 2486499
NO
Noemi Lopez OrtegaADVISORY SOLUTIONS GROUP

Professional summary

Noemi Lopez Ortega is a registered financial advisor currently at ADVISORY SOLUTIONS GROUP located in Bakersfield, California.

Noemi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Noemi has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noemi Lopez Ortega's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

ADVISORY SOLUTIONS GROUP

RIA
CRD#: 339919
BAKERSFIELD, CA
Past

December 4, 2007 - May 22, 2026

UNION CAPITAL COMPANY

RIA
CRD#: 110301
Bakersfield, CA
Past

December 3, 2007 - May 22, 2026

UNION CAPITAL COMPANY

BD
CRD#: 110301
Bakersfield, CA
Past

August 16, 2006 - December 6, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT BEACH, CA
Past

August 16, 2006 - December 6, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
NEWPORT BEACH, CA
Past

June 12, 2006 - August 11, 2006

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
SUN VALLEY, CA
Past

June 12, 2006 - August 11, 2006

WAMU INVESTMENTS, INC.

BD
CRD#: 599
SUN VALLEY, CA
Past

May 25, 2004 - June 22, 2006

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
GLENDALE, CA
Past

July 1, 2002 - June 22, 2006

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

October 22, 1998 - November 27, 2000

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

May 14, 1998 - November 27, 2000

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX
Past

May 13, 1996 - June 18, 1997

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA
Past

September 15, 1994 - February 14, 1995

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 15, 1994 - February 14, 1995

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

July 13, 1994 - August 12, 1994

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISORY SOLUTIONS GROUP
ADVISORY SOLUTIONS GROUP | WEALTH EVOLUTION GROUP | WEALTH & INCOME SOLUTIONS | TRUE NORTH WEALTH ADVISORS | THAYER & CO TOTAL WEALTH MANAGEMENT | SELTUN FINANCIAL GROUP | SC FINANCIAL | RENEE REKSC & ASSOCIATES | OAK & VINE WEALTH MANAGEMENT | NSR RETIREMENT & FINANCIAL SERVICES | MILESTONE PRIVATE WEALTH MANAGEMENT | MERIDIAN WEALTH ALLIANCE | MATT FEVOLA WEALTH MANAGEMENT | FOUR POINTS WEALTH MANAGEMENT | FOCUSPOINT SOLUTIONS | CULTIVANT | ADVISORY SOLUTIONS GROUP, LLC

CRD#: 339919 / SEC#: 801-135130

RIA
Registered Investment Advisory firm - (1/8/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/1/2026)
IAR
Texas
(5/1/2026)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 5/24/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 6/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 3/23/2006
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 7/12/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AS
ADVISORY SOLUTIONS GROUP
ADVISORY SOLUTIONS GROUP | WEALTH EVOLUTION GROUP | WEALTH & INCOME SOLUTIONS | TRUE NORTH WEALTH ADVISORS | THAYER & CO TOTAL WEALTH MANAGEMENT | SELTUN FINANCIAL GROUP | SC FINANCIAL | RENEE REKSC & ASSOCIATES | OAK & VINE WEALTH MANAGEMENT | NSR RETIREMENT & FINANCIAL SERVICES | MILESTONE PRIVATE WEALTH MANAGEMENT | MERIDIAN WEALTH ALLIANCE | MATT FEVOLA WEALTH MANAGEMENT | FOUR POINTS WEALTH MANAGEMENT | FOCUSPOINT SOLUTIONS | CULTIVANT | ADVISORY SOLUTIONS GROUP, LLC

CRD#: 339919 / SEC#: 801-135130

RIA
Registered Investment Advisory firm - (1/8/2026 Approved)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISORY SOLUTIONS GROUP - PALOUSE (8/21/2026)
ADVISORY SOLUTIONS GROUP LLC ADV 2A (8/21/2026)

Regulatory assets under management

Total Number of Accounts2,062
AUM (Assets Under Management)$ 408,369,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORY SOLUTIONS GROUP

CRD#: 339919Bakersfield, CA

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