Steven T. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Theron Anderson, who also goes by Steve Anderson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - April 13, 2026
HUB INVESTMENT PARTNERS, LLC
June 15, 2006 - October 19, 2015
TRIAD ADVISORS LLC
September 26, 2005 - June 22, 2006
SECURITIES AMERICA, INC.
May 17, 2004 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
February 8, 2001 - June 14, 2024
MILLENNIUM ADVISORY SERVICES, INC.
April 5, 2000 - May 17, 2004
FIRST MONTAUK SECURITIES CORP.
November 18, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 18, 1997 - April 4, 2000
EQUITABLE ADVISORS, LLC
October 23, 1995 - November 7, 1997
COMPULIFE INVESTOR SERVICES, INC.
June 10, 1994 - October 19, 1995
NATIONSSECURITIES
Primary Firm SEC Registration
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,633 |
| AUM (Assets Under Management) | $ 8,979,977,344 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
