Nicholas B. Scalzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Braun Scalzo, ChFC®, CLU®, who also goes by Nick Scalzo, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1994. Nicholas had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2022 - April 30, 2026
PROTOOLS
December 19, 2011 - November 15, 2021
CAPITAL INVESTMENT GROUP, INC.
April 29, 2011 - May 27, 2021
CLAREMONT FINANCIAL GROUP,INC.
September 16, 2005 - December 22, 2011
PACIFIC FINANCIAL ASSOCIATES, INC.
October 15, 2002 - September 22, 2005
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
July 10, 2002 - September 16, 2005
ASSOCIATED SECURITIES CORP.
January 7, 2000 - August 20, 2002
OSAIC WEALTH, INC.
October 11, 1996 - January 15, 1997
CAMDEN FINANCIAL SERVICES
September 8, 1995 - October 12, 1995
CAMDEN FINANCIAL SERVICES
July 12, 1995 - January 26, 2000
CENTAURUS FINANCIAL, INC.
May 26, 1994 - June 28, 1995
LAZAR FREDERICK & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROTOOLS
CRD#: 321180 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
