Brett H. Reicher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Howard Reicher, who also goes by Brett Reicher, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1994. Brett had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2015 - September 25, 2015
DAVID LERNER ASSOCIATES, INC.
July 18, 2011 - August 20, 2014
JOSEPH GUNNAR & CO. LLC
September 14, 2010 - March 18, 2011
KAUFMAN BROS., L.P.
December 23, 2009 - August 12, 2010
ZEUS FINANCIAL, LLC
August 5, 2009 - January 5, 2010
NYLIFE SECURITIES LLC
July 15, 2008 - July 24, 2009
MSI FINANCIAL SERVICES, INC.
January 3, 2006 - April 9, 2008
FIRST EMPIRE SECURITIES, INC.
June 1, 2000 - January 18, 2006
ADVEST, INC.
February 20, 1997 - June 14, 2000
FIRST EMPIRE SECURITIES, INC.
June 27, 1996 - March 6, 1997
INTERCAPITAL GOVERNMENT SECURITIES INC.
June 27, 1996 - March 6, 1997
EXCO RMJ INTERNATIONAL INC.
July 6, 1994 - February 10, 1995
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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