MH

Matthew M. Hipps

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CRD#: 2486214
MH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Mcgraw Hipps was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1994. Matthew had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 6, 2011 - March 25, 2014

COLUMBIA PACIFIC WEALTH MANAGEMENT

RIA
CRD#: 156225
SEATTLE, WA
Past

June 1, 2009 - February 10, 2011

MORGAN STANLEY

RIA
CRD#: 149777
SEATTLE, WA
Past

June 1, 2009 - February 10, 2011

MORGAN STANLEY

BD
CRD#: 149777
SEATTLE, WA
Past

May 6, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SEATTLE, WA
Past

May 6, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SEATTLE, WA
Past

October 1, 1997 - May 6, 2002

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

June 8, 1994 - October 1, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


CP
COLUMBIA PACIFIC WEALTH MANAGEMENT
COLUMBIA PACIFIC CAPITAL MANAGEMENT | CPWM, LLC | CPCM, LLC | COLUMBIA PACIFIC WEALTH MANAGEMENT

CRD#: 156225 / SEC#: 801-72122

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Contact information


Main Address
1910 Fairview Ave E Suite 200, Seattle, WA 98102-3620
Mailing Address
Phone number
(206) 728-9063
Established
Firm type
Fiscal year end
# of Employees
44

Regulatory assets under management


Total Number of Accounts6,489
AUM (Assets Under Management)$ 6,692,219,926

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COLUMBIA PACIFIC WEALTH MANAGEMENT

CRD#: 156225

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