Andres M. Romero

E2E FINANCIAL

ATLANTA, GA 30342

Some features on this profile are disabled

CRD#: 2486195

Professional summary

Andres Mauricio Romero, CFP® is a registered financial advisor currently at E2E FINANCIAL located in Atlanta, Georgia.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andres has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Mauricio Romero's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

December 17, 2025 - Present

E2E FINANCIAL

Office #1: 5555 Glenridge Connector, Suite 200, Atlanta, GA 30342

RIA

CRD#: 338290

ATLANTA, GA

Past

May 24, 2019 - December 16, 2025

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA

CRD#: 168267

Atlanta, GA

Past

September 11, 2015 - July 30, 2019

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Atlanta, GA

Past

September 11, 2015 - December 26, 2025

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

April 22, 2003 - September 22, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ATLANTA, GA

Past

May 12, 1999 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ATLANTA, GA

Past

May 12, 1999 - September 22, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

March 1, 1996 - June 28, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 19, 1994 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

E2E FINANCIAL

E2E FINANCIAL | E2E FINANCIAL, LLC

CRD#: 338290 / SEC#:

Georgia

Registered Investment Advisory firm - (12/17/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5555 Glenridge Connector, Suite 200, Atlanta, GA 30342

Mailing Address

Phone number

(678) 664-9745

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andres M. Romero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Mauricio Romero's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT ADVISOR ALLIANCE, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 63

Date: 5/17/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1999

Series 6

Date: 5/10/1994

Current Firm

E2E FINANCIAL

Contact information

Documents

Red Flags

Company Information

E2E FINANCIAL

TRUST BUT VERIFY

Similar Advisors