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ST

Steven M. Toscano

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CRD#: 2486169
ST

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Micheal Toscano, who also goes by Steven M Tascano, Steven Michael Toscano, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steven M Tascano | Steven Michael Toscano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 16, 2001 - June 21, 2002

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

July 21, 2000 - November 15, 2001

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

February 17, 2000 - May 17, 2000

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

November 4, 1998 - September 2, 1999

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

September 22, 1998 - October 15, 1998

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

December 17, 1996 - January 13, 1997

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

January 26, 1996 - November 1, 1996

BISHOP, ALLEN, INC.

BD
CRD#: 2060
NEW YORK, NY
Past

July 26, 1995 - July 28, 1995

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

April 10, 1995 - May 19, 1995

THE WELLINGTON GROUP, INC.

BD
CRD#: 17814
NEW YORK, NY
Past

June 7, 1994 - January 18, 1995

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/1994
General Securities Representative Examination

Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.
AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: , 8-38685

BD
Terminated by SEC on 08/31/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 09/20/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER
NATIONAL CAPITAL COMPANIESSHAREHOLDER
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event22
Civil Event1
Arbitration14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

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