Christopher J. Mcguigan

BLUEFIN CAPITAL MANAGEMENT

New York, NY 10010

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CRD#: 2486075

Professional summary

Christopher James Mcguigan, who also goes by Christopher J Mcguigan, Christopher Mcguigan, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York and CCM SECURITIES, LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher J Mcguigan | Christopher Mcguigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Mcguigan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2010 - Present

BLUEFIN CAPITAL MANAGEMENT, LLC

Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010

CRD#: 113892

New York, NY

Current

July 5, 2011 - Present

CCM SECURITIES, LLC

Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010

CRD#: 104457

New York, NY

Past

August 16, 2016 - August 11, 2023

GOLD STREET CAPITAL, LLC

CRD#: 282643

NEW YORK, NY

Past

November 12, 1997 - June 26, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 1, 1996 - October 25, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 11, 1994 - January 27, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/8/2015)

Exams

State Security Law Exam

Series 63

Date: 11/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/22/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/7/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 11/16/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2005

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq PHLX LLC

Current Firm

CCM SECURITIES, LLC

CCM SECURITIES, LLC | TURNING POINT SECURITIES, LLC

CRD#: 104457 / SEC#: , 8-52911

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

440 S. Lasalle Street Suite 900, Chicago, IL 60605

Mailing Address

440 S. Lasalle Street Suite 900, Chicago, IL 60605

Phone number

(312) 577-5602

Established

Illinois since 05/12/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLUEFIN MARKETS HOLDINGS LP	SOLE MEMBER
DUQUETTE, ARTHUR JAMES	CHIEF EXECUTIVE OFFICER/ PRINCIPAL	3158046
KOLE, MICHAEL HOWARD	CHIEF FINANCIAL OFFICER/ FINOP/PRINCIPAL	4854378
MCGUIGAN, CHRISTOPHER JAMES	CHIEF COMPLIANCE OFFICER	2486075

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Christopher J. Mcguigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Mcguigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CCM SECURITIES, LLC

GOLD STREET CAPITAL, LLC

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/1997

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/22/2002

Series 55

Date: 3/7/2000

Series 7

Date: 5/10/1994

Series 14

Date: 1/2/2023

Series 4

Date: 11/16/2007

Series 24

Date: 6/18/2005

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq PHLX LLC

Current Firm

CCM SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CCM SECURITIES, LLC

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