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CM

Christopher J. Mcguigan

BLUEFIN CAPITAL MANAGEMENT
New York, NY 10010
Some features on this profile are disabled
CRD#: 2486075
CM

Professional summary

Christopher James Mcguigan, who also goes by Christopher J Mcguigan, Christopher Mcguigan, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York and CCM SECURITIES, LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher J Mcguigan | Christopher Mcguigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Mcguigan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2010 - Present

BLUEFIN CAPITAL MANAGEMENT, LLC

Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010
BD
CRD#: 113892
New York, NY
Current

July 5, 2011 - Present

CCM SECURITIES, LLC

Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010
BD
CRD#: 104457
New York, NY
Past

August 16, 2016 - August 11, 2023

GOLD STREET CAPITAL, LLC

BD
CRD#: 282643
NEW YORK, NY
Past

November 12, 1997 - June 26, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 1, 1996 - October 25, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 11, 1994 - January 27, 1995

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/8/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/22/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 3/7/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/10/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/16/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/18/2005
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm

CS
CCM SECURITIES, LLC
CCM SECURITIES, LLC | TURNING POINT SECURITIES, LLC

CRD#: 104457 / SEC#: , 8-52911

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
440 S. Lasalle Street Suite 900, Chicago, IL 60605
Mailing Address
440 S. Lasalle Street Suite 900, Chicago, IL 60605
Phone number
(312) 577-5602
Established
Illinois since 05/12/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEFIN MARKETS HOLDINGS LPSOLE MEMBER
DUQUETTE, ARTHUR JAMESCHIEF EXECUTIVE OFFICER/ PRINCIPAL3158046
KOLE, MICHAEL HOWARDCHIEF FINANCIAL OFFICER/ FINOP/PRINCIPAL4854378
MCGUIGAN, CHRISTOPHER JAMESCHIEF COMPLIANCE OFFICER2486075

Disclosures

Regulatory Event2

Red Flags

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Company Information

CCM SECURITIES, LLC

CRD#: 104457New York, NY 10010

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