Michael Slyby

VOYA FINANCIAL ADVISORS

MIAMISBURG, OH 45342

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CRD#: 2486042

Professional summary

Michael Slyby, CFP®, who also goes by Michael Raymon Slyby, Mike Slyby, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Miamisburg, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Insurance Planning

Comprehensive Financial Planni...

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Michael Raymon Slyby | Mike Slyby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNIVERSITY BAPTIST CHURCH POSITION: Trustee/Elder/Deacon/Committee Member NATURE: Provide advice, vote on motions, deal with spiritual needs INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2223 Hanes Road, Beavercreek OH 45432, United States DESCRIPTION: as needed, see above MICHAEL SLYBY POSITION: Owner NATURE: Owner of rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2011 ADDRESS:Wilmington OH 45177, United Stat DESCRIPTION: Owner of rental property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Slyby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Slyby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

March 4, 2024 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342

RIA

CRD#: 2882

MIAMISBURG, OH

Current

February 2, 2024 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342

RIA

CRD#: 2882

MIAMISBURG, OH

Past

May 13, 2021 - September 14, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGBORO, OH

Past

May 13, 2021 - September 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

SPRINGBORO, OH

Past

August 7, 2019 - September 30, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CINCINNATI, OH

Past

August 7, 2019 - September 30, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

CINCINNATI, OH

Past

March 29, 2017 - June 25, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

MIAMISBURG, OH

Past

March 28, 2017 - June 25, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MIAMISBURG, OH

Past

January 5, 2015 - June 2, 2015

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

Dayton, OH

Past

February 28, 2012 - December 20, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MIAMISBURG, OH

Past

June 19, 2008 - May 27, 2011

INVESTACORP, INC.

CRD#: 7684

WAYNESVILLE, OH

Past

March 28, 2007 - May 29, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

June 26, 2006 - March 2, 2007

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

GROVE CITY, OH

Past

November 26, 1999 - August 26, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

DUBLIN, OH

Past

June 24, 1994 - August 26, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 24, 1994 - August 26, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kentucky
(2/2/2024)

IAR

Kentucky
(3/4/2024)

Maryland
(8/8/2025)

Ohio
(2/2/2024)

IAR

Ohio
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/29/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)

PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA HOLDINGS INC.	100% SHAREHOLDER
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
DEPRATTI, JOHN J	VP, OPERATIONS PRINCIPAL	2927917
PAASCH, STEPHAN ANTHONY	CHIEF COMPLIANCE OFFICER	2968516
REILLY, JONATHAN FRANCIS	PRESIDENT	2039032

Regulatory assets under management

Total Number of Accounts	11,854
AUM (Assets Under Management)	$ 2,744,735,129

Disclosures

Regulatory Event	36
Arbitration	9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael Slyby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Slyby's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Slyby's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

INVESTACORP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2002

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2000

Series 6

Date: 6/23/1994

Series 24

Date: 2/27/2003

Series 26

Date: 9/29/1999

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VOYA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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