Euniece L. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Euniece Lashawn Dixon, who also goes by Euniele Lashawn Dixon, Shawn Dixon, was a registered financial professional .
Euniece is a previously registered financial professional and started their career in finance in 1998. Euniece had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2014 - February 13, 2015
ELE WEALTH SOLUTIONS, INC.
November 2, 2010 - January 22, 2014
QUEST CAPITAL STRATEGIES, INC.
May 7, 2007 - October 31, 2008
QUEST CAPITAL STRATEGIES, INC.
November 30, 1998 - May 3, 2005
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELE WEALTH SOLUTIONS, INC.
CRD#: 38931 / SEC#: , 8-48467
Contact information
FINRA licenses (33 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
