Mark E. Mitchell

CAPROCK CAPITAL ADVISORS

Plano, TX 75024

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CRD#: 2485503

Professional summary

Mark Evan Mitchell is a registered financial advisor currently at CAPROCK CAPITAL ADVISORS INC. located in Plano, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE PRINCIPAL OF A FIRM CALLED CAPROCK CAPITAL LLC LOCATED IN PLANO TEXAS. THE ADDRESS IS 7800 N DALLAS PARKWAY, SUITE 330, PLANO, TEXAS 75024. I HAVE BEEN EMPLOYED WITH THE FIRM SINCE 2006 AND I DEVOTE AT LEAST 15 HOURS A WEEK (8 TO 5 MONDAY - FRIDAY) TO THE PERFORMANCE OF SERVICES FOR THE FIRM. THE PRIMARY AREA OF PRACTICE FOR THE FIRM IS INVESTMENT MANAGEMENT FOR OUR CLIENTS. I AM CURRENTLY A CO-TRUSTEE FOR A MULTI GENERATIONAL FAMILY TRUST CALLED THE HUGH BANCROFT JR. TRUST ARTICLE 3RD. I SPEND ABOUT 25 HOURS PER BUSINESS WEEK ON TRUSTEE BUSINESS. THIS TRUST IS NOT A CLIENT OF CAPROCK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Evan Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2022 - Present

CAPROCK CAPITAL ADVISORS INC.

Office #1: 7800 N. Dallas Pkwy Ste 330, Plano, TX 75024

RIA

CRD#: 170672

Plano, TX

Past

April 1, 2014 - December 31, 2021

CAPROCK CAPITAL ADVISORS INC.

RIA

CRD#: 170672

PLANO, TX

Past

December 1, 2006 - December 31, 2015

CAPROCK CAPITAL, LLC

RIA

CRD#: 142433

DALLAS, TX

Past

January 17, 2001 - December 20, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

June 8, 1998 - February 28, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Past

May 26, 1994 - December 9, 1998

DOMINION CAPITAL CORPORATION

CRD#: 18837

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/25/1994

General Securities Representative Examination

Current Firm

CAPROCK CAPITAL ADVISORS INC.

CAPROCK CAPITAL ADVISORS INC. | CAPROCK CAPITAL ADVISORS, INC.

CRD#: 170672 / SEC#:

Texas

Registered Investment Advisory firm - (1/20/2022 Approved)

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Contact information

Main Address

7800 N. Dallas Pkwy Ste 330, Plano, TX 75024

Mailing Address

Phone number

(972) 290-0288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 98,820,983

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Evan Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPROCK CAPITAL ADVISORS INC.

CAPROCK CAPITAL ADVISORS INC.

CAPROCK CAPITAL, LLC

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

DOMINION CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2008

Series 63

Date: 5/27/1994

Series 7

Date: 5/25/1994

Current Firm

CAPROCK CAPITAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPROCK CAPITAL ADVISORS INC.

TRUST BUT VERIFY

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